SEC Charges Three in Penny Stock Scam

Last week, the Securities and Exchange Commission (the "SEC") charged International Capital Group (“ICG”) and certain of its founders and executives in connection with the sale of more than nine billion shares of penny stocks issued through ...
http://www.securitieslawyer101.com/2015/sec-charges-three-penny-stock-scam/

SEC Issues Investor Alert on Cybersecurity

On February 3, 2015, the Securities and Exchange Commission (the "SEC") addressed cybersecurity at brokerage and advisory firms and provide suggestions to investors on ways to protect their online investment accounts. “Cybersecurity threats know...
http://www.securitieslawyer101.com/2015/sec-issues-investor-alert-cybersecurity/

Medbox & The License to Swindle

Down the Rabbit Hole We Go We were recently asked to review a penny stock company called Medbox Inc. (MDBX).  The Medbox story has been of considerable interest over the past two years, for the most part because of its colorful founder, P. Vincen...
http://www.securitieslawyer101.com/2015/medbox-license-swindle/

Medbox & The License to Swindle

Down the Rabbit Hole We Go We were recently asked to review a penny stock company called Medbox Inc. (MDBX).  The Medbox story has been of considerable interest over the past two years, for the most part because of its colorful founder, P. Vincen...
http://www.securitieslawyer101.com/2015/medbox-license-swindle/

Medbox & The License to Swindle

Down the Rabbit Hole We Go We were recently asked to review a penny stock company called Medbox Inc. (MDBX).  The Medbox story has been of considerable interest over the past two years, for the most part because of its colorful founder, P. Vincen...
http://www.securitieslawyer101.com/2015/medbox-license-swindle/

Roadmap For a Successful Direct Public Offering

Preparing for a direct public offering takes both a commitment of time and money.  Unlike an initial public offering (“IPO”), a direct public offering does not involve an underwriter.  While it often, it takes a year or longer to plan for and...
http://www.securitieslawyer101.com/2015/roadmap-successful-direct-public-offering/

How Does A Foreign Issuer Go Public? Going Public Attorneys

Going Public LawyerForeign issuers seeking to go public have several options for their transactions.  Foreign issuers seeking to go public in the U.S. may complete an initial public offering or direct public offering by registering an offering of securities with the Securities and Exchange Commission (“SEC”) under the Securities Act of 1933, as amended (the “Securities Act”).  Under SEC rules, foreign issuers that qualify as... Read MoreGoing Public Lawyer
http://www.securitieslawyer101.com/2015/foreign-issuer-go-public-going-public-attorneys/