Going Public Shareholder Requirements l Going Public Lawyers

The going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become a Securities and Exchange Commission (“SEC”) reporting company. All companie...
https://www.securitieslawyer101.com/2015/shareholder-requirements-going-public-lawyers/

Going Public Shareholder Requirements l Going Public Lawyers

Going Public LawyerThe going public process involves a number of steps that vary depending on the characteristics of the private company wishing to go public, and whether it will become a Securities and Exchange Commission (“SEC”) reporting company. All companies seeking public company status must meet certain requirements in order for their securities to be publicly traded. This holds true for both reporting... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/shareholder-requirements-going-public-lawyers/

Disclosure Obligations in Regulation A+ Offerings

The Anti-Fraud Provisions And  Regulation A+  Form 1- A sets forth line item disclosures that must be provided in Regulation A+ offerings. These line item disclosures are the minimum disclosures required. In addition to these line item disclosure...
https://www.securitieslawyer101.com/2015/disclosure-in-regulation-a-offerings/

Rule 144 Q & A - Going Public Lawyers

The Securities Act of 1933, as amended (the “Securities Act”) requires the sale of a security to be registered under the Securities Act, unless the security or transaction qualifies for an exemption from registration. Rule 144 of the Securitie...
https://www.securitieslawyer101.com/2015/rule-144-going-public-lawyers/

What In The World Is A Security? Going Public Lawyers

A company going public must understand which capital raising methods involve a "security". A company is only subject to federal and state securities laws if it is selling what is defined as a “security.”  If you are selling stock in your in...
https://www.securitieslawyer101.com/2015/what-is-a-security-going-public/

SEC Charges Phillip Kueber – Going Public Attorneys

Going Public LawyerOn July 31, 2015, the Securities and Exchange Commission (the “SEC”) announced it had charged Phillip Kueber, Canadian citizen with conducting a scheme to conceal his control and ownership of penny stock, Cynk Technology Corp.  On July 11, 2014, the SEC suspended trading in the stock, Cynk Technology Corp., rose to more than $21 from less than 10 cents per... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/cynk-phillip-keuber/

Securities Law & Going Public Attorneys

  Going public is a big step for any company.  The process of “going public” is complex and at times precarious.  While going public offers many benefits it also comes with risks and quantities of regulations with which issuers must becom...
https://www.securitieslawyer101.com/2015/going-public/