Former Officers of SMF Energy Corp. Charged by the SEC with Fraud

Going Public LawyerThe Securities and Exchange Commission (SEC) on September 25, 2015, announced financial fraud charges against four former SMF Energy Corp. officers, claiming that former CEO Richard E. Gathright, former chief financial officer Michael S. Shore, former chief accounting officer Laura P. Messenbaugh, and former senior vice president of sales and investor relations officer Robert W. Beard vastly inflated SMF s revenues... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/former-officers-of-smf-energy-corp-charged-by-the-sec-with-fraud/

Former Officers of SMF Energy Corp. Charged by the SEC with Fraud

The Securities and Exchange Commission (SEC) on September 25, 2015, announced financial fraud charges against four former SMF Energy Corp. officers, claiming that former CEO Richard E. Gathright, former chief financial officer Michael S. Shore, forme...
https://www.securitieslawyer101.com/?p=32102

SEC Charges Six in Securities Fraud Scheme

On September 24, 2015 the Securities and Exchange Commission (SEC) charged six men, including a father and three sons, with securities fraud associated with Gerova Financial Group Ltd., whose shares once traded on the New York Stock Exchange. In...
https://www.securitieslawyer101.com/?p=32019

Consultant Charged With Insider Trading

Going Public LawyerOn September 23, 2015, the Securities and Exchange Commission (SEC) charged a consultant and his friend with insider trading in the options of P.F. Chang s China Bistro based on nonpublic information about an impending acquisition offer. The SEC claims that Richard G. Condon, a consultant to Panda Restaurant Group, tipped Jonathan Ross with confidential details about the bidding process for... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/consultant-charged-with-insider-trading/

Former Fannie Mae Executives Resolve Subprime and Reduced Documentation Disclosure Case with SEC

Going Public LawyerThe Securities and Exchange Commission (SEC) announced on September 22, 2015 that the Honorable Paul A. Crotty of the United States District Court for the Southern District of New York has entered an Order approving a stipulation and agreement between the SEC and defendants Enrico Dallavecchia, the former Chief Risk Officer of Fannie Mae, and Thomas Lund, Fannie Mae s former... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/former-fannie-mae-executives-resolve-subprime-and-reduced-documentation-disclosure-case-with-sec/

SEC Announces New Resource – Going Public Attorneys

Going Public LawyerPosted By the Going Public Attorneys On September 24, 2015, the Securities & Exchange Commission (SEC) announced a new resource on its website that is designed to enhance transparency by providing information about the SEC proposals and rulemaking in a single location. The SEC’s new online resource will streamline information making it easier for investors and market participants to follow specific... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/sec-announces-resource-going-public-attorneys/

SEC v. Two Men Who Defrauded Investors

Going Public LawyerOn September 21, 2015 the Securities and Exchange Commission (SEC) charged two men behind a scheme that defrauded investors in YaFarm Technologies Inc., a company that purported to provide stem cell therapy. The SEC s complaint filed in federal court in Boston charged Frank Morelli III, of Florence, Colorado, and Louis Buonocore, of Woburn, Massachusetts, for their roles in the alleged... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/sec-v-two-men-who-defrauded-investors/