OTCQX PAL Guides Foreign Companies in Dual Listing

By: Michael T. Williams, Securities Lawyer This is the second step in our Roadmap to OTCQX International qualified Dual Listings. In our last post we described the markets upon which your company or your client company must trade to enter into this...
http://www.goingpublicattorneys.com/2015/otcqx-pal-guides-foreign-companies-dual-listing/

Roadmap to OTCQX International Listing: SEC Rule 12g3-2(b)

By Michael T. Williams, Securities Attorney This is the third step in our Roadmap to OTCQX International qualified Dual Listings. In our first post we described the markets upon which your company or your client company must trade to ...
http://www.goingpublicattorneys.com/2015/roadmap-otcqx-international-listing-sec-rule-12g3-2b/

What is Equity Crowdfunding?

On October 23, 2013, the Securities and Exchange Commission (the "SEC") proposed Regulation Crowdfunding, setting forth the rules governing the offer and sale of securities through crowdfunded offerings, pursuant to Title III of the Jumpstart Our B...
http://www.goingpublicattorneys.com/2014/crowdfunding-101/

Considerations For Foreign Companies Going Public

The U.S. markets are a preferred venue for foreign companies seeking to raise capital and/or create liquidity for shareholders by going public. There are unique requirements under U.S. securities laws for foreign issuers seeking to go public in o...
https://www.securitieslawyer101.com/2015/considerations-foreign-companies-going-public/

DTC Eligibility Q & A – Creating Liquidity with Electronic Trading

Going Public LawyerPosted By Brenda Hamilton, Securities Lawyer The Depository Trust and Clearing Corporation (“DTCC”), through its subsidiaries, provides clearing, settlement and information services for securities. DTCC’s subsidiary, the Depository Trust Company (“DTC”) was created to improve efficiencies and reduce risk in the clearance and settlement of securities transactions. Not all securities are eligible to be settled through DTC.  DTC Eligibility has... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/dtc-eligibility-going-public-lawyers/

How Does A Foreign Company Register Shares When Going Public?

A foreign issuer seeking to go public has several registration statement forms available for its going public transactions. Regardless of the registration statement form selected, all registration statements and other material filed with the Securiti...
https://www.securitieslawyer101.com/2015/foreign-issuer-register-shares/

Exchange Act Registration & Going Public For Foreign Issuers

Foreign companies going public the United States must file a registration statement covering a class of securities pursuant to the Securities Exchange Act of 1934, as amended (the “Exchange Act”) if the class of securities will be listed on a ...
https://www.securitieslawyer101.com/2015/exchange-act-registration-going-public-foreign-issuers/