Regulation A+ Forms Published- Securities Lawyer 101

  On June 19, 2015, Regulation A+ became effective.  The new rule imposes certain filing requirements with the Securities and Exchange Commission (SEC). Regulation A+ requires certain offering information be reported on Form 1-Z and it imp...
https://www.securitieslawyer101.com/2015/regulation-a-forms/

A Tale of Corporate Hijackings, and Two Stings: Amogear and CitySide

In July of last year, the Securities and Exchange Commission, the U.S. Attorney for the District of Massachusetts, and the Federal Bureau of Investigation brought charges against five individuals whose attempt to manipulate shares of Amogear Inc. w...
https://www.securitieslawyer101.com/2015/tale-of-two-shells-amogear-cityside/

Regulation A+ Offering Circulars On Form 1-A

On March 25, 2015, the Securities and Exchange Commission (“SEC”) adopted amendments to Regulation A pursuant to the mandate of Section 401(a) of the JOBS Act. These amendments included revamping Form 1-A for Regulation A offerings. Amended...
https://www.securitieslawyer101.com/2015/regulation-a-form-1-a/

Can Regulation A+ Be Used For a Shelf Offering?

Amended Regulation A or Regulation A+ allows issuers to conduct continuous or delayed offerings under pursuant to Rule 251(d)(3). Continuous or delayed offerings are also known as shelf offerings. Shelf offerings are often used in going public tr...
https://www.securitieslawyer101.com/2015/regulation-a-shelf-offering/

Amateur Golfer Convicted of Securities Fraud – Going Public Attorney

Going Public Lawyer
https://www.securitieslawyer101.com/2015/securities-fraud-golfers/

Amateur Golfer Convicted of Securities Fraud - Going Public Attorney

  On June 17, 20-15, a federal jury convicted amateur golfer, Eric McPhail and Douglas Parigian. McPhail was convicted of conspiracy and securities fraud for his role in an insider trading ring that traded on inside information about American...
https://www.securitieslawyer101.com/2015/securities-fraud-golfers/

Amateur Golfer Convicted of Securities Fraud - Going Public Attorney

  On June 17, 20-15, a federal jury convicted amateur golfer, Eric McPhail and Douglas Parigian. McPhail was convicted of conspiracy and securities fraud for his role in an insider trading ring that traded on inside information about American...
https://www.securitieslawyer101.com/2015/31483/