What is a Penny Stock Email Campaign ?

Going Public LawyerIn our digital age, sensible people know they should be wary of unsolicited financial advice, but there are still many who can t resist the allure of the “guaranteed profits” that will be generated by a “once in a lifetime opportunity” received in a penny stock email campaign.  There are different kinds of scams involving penny stock email.  Some may present what appears... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/penny-stock-email-campaign/

What is a Penny Stock Email Campaign ?

In our digital age, sensible people know they should be wary of unsolicited financial advice, but there are still many who can't resist the allure of the “guaranteed profits” that will be generated by a “once in a lifetime opportunity” rece...
https://www.securitieslawyer101.com/?p=23521

SEC Charges Vincente Garcia Under FCPA

Going Public LawyerOn August 12, the Securities and Exchange Commission (SEC) announced that a former executive at a worldwide software manufacturer has agreed to settle charges that he violated the Foreign Corrupt Practices Act (FCPA) by bribing Panamanian government officials through an intermediary to procure software license sales. An SEC investigation found that Vicente E. Garcia, the former vice president of global... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/fcpa-attorneys/

SEC Charges Vincente Garcia Under FCPA

On August 12, the Securities and Exchange Commission (SEC) announced that a former executive at a worldwide software manufacturer has agreed to settle charges that he violated the Foreign Corrupt Practices Act (FCPA) by bribing Panamanian governmen...
https://www.securitieslawyer101.com/?p=31798

SEC Charges Microcap Stock Promoters

Going Public LawyerLast month, the Securities & Exchange Commission (SEC) charged a trio of alleged microcap stock promoters with defrauding investors by disseminating promotional investor relations e-mails and newsletters exhorting readers to immediately buy purportedly hot stocks so they could secretly sell their own holdings at a substantial profit. The SEC alleges that the three men, who live in Israel, obtained shares... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/microcap-stock-promoters/

SEC Charges Microcap Stock Promoters

Last month, the Securities & Exchange Commission (SEC) charged a trio of alleged microcap stock promoters with defrauding investors by disseminating promotional investor relations e-mails and newsletters exhorting readers to immediately buy pur...
https://www.securitieslawyer101.com/?p=31804

Regulation D and PPM Lawyers – Going Public

Going Public LawyerA private placement memorandum (“PPM”) is also referred to as a confidential offering circular or memorandum.  PPM’s are used by private companies  in going public transactions and by existing public companies to raise capital by selling either debt or equity in an exempt offering.  In registered direct public offerings, the resale of these shares are often registered on Form S-1. These... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/regulation-d-ppm-lawyers/