Monday, April 27, 2015

Rule 144 Q & A – Going Public Lawyers

›
Going Public LawyerPosted By Brenda Hamilton, Securities Lawyer The Securities Act of 1933, as amended (the “Securities Act”) requires the s...

Short Sales Q & A – Securities Lawyer 101

›
Going Public LawyerPosted By Brenda Hamilton, Securities Lawyer Short Sales Q & A A short sale transaction can be part of a legitimate t...
Sunday, April 26, 2015

Rule 144 Q & A - Going Public Lawyers

›
Posted By Brenda Hamilton, Securities Lawyer The Securities Act of 1933, as amended (the “Securities Act”) requires the sale of a security t...
Monday, April 20, 2015

Private Placement Memorandums Q & A – Going Public Lawyers

›
Going Public LawyerPosted By Brenda Hamilton, Securities Lawyer A private placement memorandum (“PPM”) is also referred to as a confidential...
Sunday, April 19, 2015

Private Placement Memorandums Q & A - Going Public Lawyers

›
Posted By Brenda Hamilton, Securities Lawyer A private placement memorandum (“PPM”) is also referred to as a confidential offering circular ...
Thursday, April 16, 2015

SEC Reporting After Regulation A – Going Public Lawyer

›
Going Public LawyerOn March 25, 2015, the SEC adopted Regulation A+ which amends former Regulation A. Regulation A+ adopts new ongoing repor...

SEC Reporting After Regulation A - Going Public Lawyer

›
On March 25, 2015, the SEC adopted Regulation A+ which amends former Regulation A. Regulation A+ adopts new ongoing reporting requirements t...