SEC Subpoenas 101 - Securities Attorneys

Receiving a Securities and Exchange Commission ("SEC") subpoena is a new and uncomfortable experience for most market participants. An SEC subpoena is an indication that the Division of Enforcement is investigating potential violations of the fede...
https://www.securitieslawyer101.com/2015/sec-subpoena/

Going Public With Regulation A+ – Going Public Attorneys

Going Public LawyerOn March 25, 2015, the Securities and Exchange Commission (the “SEC”) adopted amendments to Regulation A pursuant to the mandate of Section 401(a) of the JOBS Act.  The amended rules known as Amended A+ were adopted to facilitate capital-raising by smaller companies. Regulation A+ expands existing Regulation A.  Regulation A+ offerings can be used in combination with direct public offerings and... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/regulation-a-going-public-attorney/

Going Public With Regulation A+

On March 25, 2015, the Securities and Exchange Commission (the “SEC”) adopted amendments to Regulation A pursuant to the mandate of Section 401(a) of the JOBS Act.  The amended rules known as Amended A+ were adopted to facilitate capital-raisi...
https://www.securitieslawyer101.com/2015/regulation-a-going-public-attorney/

SEC Charges Vadda Energy Corporation With Oil & Gas Fraud

On April 10, 2015, the Securities and Exchange Commission (the “SEC”) charged Mieka Energy Corporation, and its founder and president Daro Ray Blankenship, with fraudulently offering oil and gas investments. Two of Mieka's salesmen, Robert Will...
https://www.securitieslawyer101.com/2015/sec-charges-vadda-energy-corporation-with-oil-gas-fraud/

SEC Obtains Officer-Director and Penny Stock Bar Against Michael Cohen

On March 6, 2015, the Securities and Exchange Commission (the “SEC”) announced that the United States District Court of New Jersey entered a judgment against Michael M. Cohen. Cohn received a lifetime officer-director bar, lifetime penny stock ba...
https://www.securitieslawyer101.com/2015/sec-obtains-officer-director-and-penny-stock-bar-against-michael-cohen/

SEC Issues Trading Suspension of Triumph Ventures – TRVX

Going Public LawyerOn April 10, 2015, the Securities and Exchange Commission (the “SEC”) announced the trading suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (“Exchange Act”), of trading in the securities of Triumph Ventures Corp. (“Triumph Ventures”) of Jerusalem, Israel, at 9:30 a.m. EDT on April 10, 2015 and terminating at 11:59 p.m. EDT on April 23, 2015.... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/sec-issues-trading-suspension-of-triumph-ventures-trvx/

SEC Issues Trading Suspension of Triumph Ventures - TRVX

On April 10, 2015, the Securities and Exchange Commission (the “SEC”) announced the trading suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (“Exchange Act”), of trading in the securities of Triumph Ventures Corp...
https://www.securitieslawyer101.com/2015/sec-issues-trading-suspension-of-triumph-ventures-trvx/