SEC Charges Bank Analyst Ashish Aggarwal With Insider Trading

Going Public LawyerOn August 25th, 2015, the Securities and Exchange Commission (SEC) charged a former investment bank analyst with illegally tipping his close friend with confidential information about clients involved in impending mergers and acquisitions of technology companies. The SEC also charged his friend and another individual with insider trading. The SEC alleges that Ashish Aggarwal, who worked in J.P. Morgan s San... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/sec-charges-bank-analyst-ashish-aggarwal-with-insider-trading/

SEC Charges Bank Analyst Ashish Aggarwal With Insider Trading

On August 25th, 2015, the Securities and Exchange Commission (SEC) charged a former investment bank analyst with illegally tipping his close friend with confidential information about clients involved in impending mergers and acquisitions of tech...
https://www.securitieslawyer101.com/?p=31819

SEC Obtains Summary Judgment Against Xytos In Securities Fraud

Going Public Lawyer
https://www.securitieslawyer101.com/2015/sec-obtains-summary-judgment-against-xytos-in-securities-fraud/

SEC Obtains Summary Judgment Against Xytos in Securities Fraud

  The Securities and Exchange Commission (SEC) announced that on August 24th, 2015, the Honorable Sarah Evans Barker of the United States District Court for the Southern District of Indiana granted the SEC's motion for summary judgment agains...
https://www.securitieslawyer101.com/?p=31816

SEC Announces Asset Freeze In EB-5 Offering Scheme

Going Public LawyerOn August 25, 2015, the Securities and Exchange Commission (SEC) announced an asset freeze obtained against a man in Bellevue, Wash., accused of defrauding Chinese investors seeking U.S. residency through the EB-5 Immigrant Investor Pilot Program by investing in his companies. The SEC alleges that Lobsang Dargey and his “Path America” companies have raised at least $125 million in EB-5... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/asset-freeze-eb-5-offering/

SEC Announces Asset Freeze In EB-5 Offering Scheme

On August 25, 2015, the Securities and Exchange Commission (SEC) announced an asset freeze obtained against a man in Bellevue, Wash., accused of defrauding Chinese investors seeking U.S. residency through the EB-5 Immigrant Investor Pilot Program b...
https://www.securitieslawyer101.com/2015/asset-freeze-eb-5-offering/

What is a Penny Stock Email Campaign ?

Going Public LawyerIn our digital age, sensible people know they should be wary of unsolicited financial advice, but there are still many who can t resist the allure of the “guaranteed profits” that will be generated by a “once in a lifetime opportunity” received in a penny stock email campaign.  There are different kinds of scams involving penny stock email.  Some may present what appears... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/penny-stock-email-campaign/