When Private Placements Go Public – Going Public Attorneys

Going Public LawyerRule 506 of Regulation D of the Securities Act of 1933 (the “Securities Act”) provides for a private placement exemption from federal securities registration which is increasingly being used by companies seeking to raise capital prior to going public. While the term “private offering” leaves much to the imagination, the Securities Act provides substantial guidance about the circumstances in which an offering... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/raising-money-in-private-placements-under-rule-506b-rule-506c/

When Private Placements Go Public - Going Public Attorneys

Rule 506 of Regulation D of the Securities Act of 1933 (the “Securities Act”) provides for a private placement exemption from federal securities registration which is increasingly being used by companies seeking to raise capital prior to goi...
https://www.securitieslawyer101.com/2015/raising-money-in-private-placements-under-rule-506b-rule-506c/

Raising Money In Private Placements Under Rule 506(b) & Rule 506(c)

The Securities Act of 1933 (the “Securities Act”) provides for a private offering or private placement exemption from federal securities registration which is increasingly being used by companies seeking to raise capital prior to going publi...
https://www.securitieslawyer101.com/?p=31828

SEC Halts Harrison Schumacher In California-Based Oil and Gas Investment Fraud

Going Public LawyerOn August 27th, 2015, the Securities and Exchange Commission (SEC) announced fraud charges and an emergency asset freeze to halt a California-based scheme involving purported investments in oil and gas projects. According to the SEC’s complaint filed under seal last week in federal court in Los Angeles and unsealed on August 26th, Harrison Schumacher and his two companies Quantum Energy... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/sec-halts-harrison-schumacher-in-california-based-oil-and-gas-investment-fraud/

Regulation A+ Lawyers & Going Public Attorneys

Regulation A+ is designed to facilitate smaller companies’ access to capital by providing an alternative to direct public offerings/DPO's and initial public offerings/IPO's.  Regulation A+’s new rules provide investors with more investment ch...
https://www.securitieslawyer101.com/2015/regulation-a-lawyers-going-public/

SEC Halts Harrison Schumacher In California-Based Oil and Gas Investment Fraud

On August 27th, 2015, the Securities and Exchange Commission (SEC) announced fraud charges and an emergency asset freeze to halt a California-based scheme involving purported investments in oil and gas projects. According to the SEC’s compla...
https://www.securitieslawyer101.com/?p=31825

SEC Halts Harrison Schumacher In California-Based Oil and Gas Investment Fraud

On August 27th, 2015, the Securities and Exchange Commission (SEC) announced fraud charges and an emergency asset freeze to halt a California-based scheme involving purported investments in oil and gas projects. According to the SEC’s compla...
https://www.securitieslawyer101.com/?p=31825