Monday, March 2, 2015

Finders Q & A – Going Public Lawyers

Going Public LawyerPosted By Brenda Hamilton, Securities Lawyer It is not unusual for a private or public company to be approached by person (“Finder”) who offers to locate investors in exchange for a success fee. Most finders are not registered as broker-dealers with the Securities and Exchange Commission (“SEC”) or Financial Industry Regulatory Authority (“FINRA”). The possibility of receiving capital, even through the efforts... Read MoreGoing Public Lawyer

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