Thursday, September 10, 2015

SEC Charges Ross Shapiro, Michael Gramis, and Tyler Peters With Fraud

Going Public LawyerOn September 9, 2015, the Securities and Exchange Commission (SEC) announced fraud charges against three traders accused of repeatedly lying to customers relying on them for honest and accurate pricing information about residential mortgage-backed securities (RMBS). The SEC alleges that Ross Shapiro, Michael Gramins, and Tyler Peters defrauded customers to illicitly generate millions of dollars in additional revenue for Nomura... Read MoreGoing Public Lawyer

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