SEC Periodic Reporting – Going Public Lawyers

Going Public LawyerThe SEC periodic reporting rules require that publicly traded companies disclose a wealth of information to the public. Periodic reporting also requires that these reports be written in plain English.  Understanding these reports helps investors make informed decisions regarding whether to buy, sell or hold a company’s securities. Periodic reports provide issuers with the opportunity to provide shareholders with transparency... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/sec-periodic-reporting-going-public-lawyers/

Finders Q & A – Going Public Lawyers

Going Public LawyerPosted By Brenda Hamilton, Securities Lawyer It is not unusual for a private or public company to be approached by person (“Finder”) who offers to locate investors in exchange for a success fee. Most finders are not registered as broker-dealers with the Securities and Exchange Commission (“SEC”) or Financial Industry Regulatory Authority (“FINRA”). The possibility of receiving capital, even through the efforts... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/finders-going-public-lawyers/

What is Form 13F? Going Public Attorneys

Institutional investment managers that exercise investment discretion of $100 million or more in Section 13(f) securities holdings, which include holdings in exchange-traded securities, shares of closed–end investment companies and certain convert...
https://www.securitieslawyer101.com/2015/what-is-form-13f-going-public-attorneys/

How Soon Will The SEC Review A Form S-1 Registration Statement?

The Division of Corporation Finance of the Securities and Exchange Commission (the "SEC") reviews filings and provides companies going public with comments on filings to ensure that its disclosure requirements are being met. This is particularly ...
https://www.securitieslawyer101.com/2015/how-soon-will-the-sec-review-a-form-s-1-registration-statement/

Finders Q & A

Posted By Brenda Hamilton, Securities Lawyer It is not unusual for a private or public company to be approached by person (“Finder”) who offers to locate investors in exchange for a success fee.  Most finders are not registered as broke...
https://www.securitieslawyer101.com/2015/finders-q/

Finders Q & A

Posted By Brenda Hamilton, Securities Lawyer It is not unusual for a private or public company to be approached by person (“Finder”) who offers to locate investors in exchange for a success fee.  Most finders are not registered as broke...
https://www.securitieslawyer101.com/2015/finders-q/

Finders Q & A

Posted By Brenda Hamilton, Securities Lawyer It is not unusual for a private or public company to be approached by person (“Finder”) who offers to locate investors in exchange for a success fee.  Most finders are not registered as broke...
https://www.securitieslawyer101.com/2015/finders-q/