Securities Lawyer 101 Blog On February 25, 2014, the Securities and Exchange Commission (the SEC ) announced charges against an Arizona-based private equity fund manager and his investment advisory firm for orchestrating a scheme to misallocate their expenses to the funds they manage. The SEC Enforcement Division alleges that Scott A. Brittenham and Clean Energy Capital LLC (CEC) improperly paid more... Read More
http://www.securitieslawyer101.com/clean-energy/
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