SEC SEC Charges Neal V. Goyal in Ponzi Scheme By: Brenda Hamilton Attorney

Securities Lawyer Blog Direct Public Offering Going Public Lawyer Going Public Attorney Securities AttorneySecurities Lawyer Blog On May 28, 2014, the Securities and Exchange Commission (the SEC ) obtained a court order freezing assets and halting a fraudulent scheme by Chicago, Illinois-based investment adviser Neal V. Goyal. In its complaint, the SEC alleges that Goyal told investors that the private funds he managed would invest in securities following a long-short trading strategy. According to... Read MoreSecurities Lawyer Blog Direct Public Offering Going Public Lawyer Going Public Attorney Securities Attorney
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