Friday, July 4, 2014

Rule 405 — Definitions of Terms


Going Public Lawyer Rule 405 Definitions of Terms Unless the context otherwise requires, all terms used in Rule 400 to Rule 494, inclusive, or in the forms for registration have the same meanings as in the Act and in the general rules and regulations. In addition, the following definitions apply, unless the context otherwise requires: Affiliate. An affiliate of, or person affiliated with, a specified person, is... Read More Going Public Lawyer
http://www.securitieslawyer101.com/rule-405/

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