Securities Law Blog FINRA Rule 6490, requires issuers of securities not listed on exchanges to provide timely notice to FINRA of certain corporate actions. Rule 6490 codifies Rule 10b-17 of the Securities Exchange Act. These corporate actions in...
http://www.securitieslawyer101.com/2014/finra-uses-rule-6490to-shutdown-issuers-accepting-toxic-funding/
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