Monday, September 22, 2014
The Securities Exchange Act of 1934
Securities Lawyer 101 Blog The Securities Exchange Act of 1934 (the “Exchange Act”) grants broad authority to the Securities and Exchange Commission (“SEC”) to oversee the securities industry. The SEC’s authority includes the power to reg...
http://www.securitieslawyer101.com/2012/securities-exchange-act-of-1934/
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