Saturday, January 24, 2015
SEC Charges Frederick Elm and Elm Tree Investment Fund LP
On January 21, 2015, the Securities and Exchange Commission (the “SEC”) announced fraud charges and an asset freeze against a Fort Lauderdale, Florida-based investment advisory firm, its manager, and three related funds in a scheme that raised mo...
http://www.securitieslawyer101.com/2015/sec-charges-frederick-elm-elm-tree-investment-fund-lp/
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