Showing posts with label Face to Face. Show all posts
Showing posts with label Face to Face. Show all posts

Monday, April 7, 2014

The OTCMarkets Meeting Requirements for Securities Lawyers

The OTCMarkets Group operates an electronic inter-dealer quotation system used by broker-dealers to trade securities not listed on a national securities exchange such as NASDAQ, NYSE or AMEX. OTCMarkets assigns companies to tiers defined by the amount of disclosure provided.
The “OTCPink Sheets Current” is one tier available to issuers who do not file reports with the Securities and Exchange Commission (“SEC”), but voluntarily provide specific disclosures required by