Showing posts with label Item 401. Show all posts
Showing posts with label Item 401. Show all posts

Saturday, July 5, 2014

SEC Announces Tick Size Plan

Up Tick - Securities Lawyer Blog
On June 25, 2014, the Securities and Exchange Commission (the “SEC”) announced its tick size plan whereby it ordered that the national securities exchanges and the Financial Industry Regulatory Authority (“FINRA”) to act jointly to develop and file with the Commission a national market system plan.