How Form S-1 and Form 10 Registration Statements Are Different

Going public often refers to the process of a company filing a registration statement under the Securities Act of 1933, as amended to register securities for public sale.  Unlike Form S-1, a Registration statement on Form 10 registers a class of sec...
http://www.securitieslawyer101.com/2014/s-1-form-10-registration-statements-different/

How Form S-1 and Form 10 Registration Statements Are Different

Going Public LawyerGoing public often refers to the process of a company filing a registration statement under the Securities Act of 1933, as amended to register securities for public sale.  Unlike Form S-1, a Registration statement on Form 10 registers a class of securities such as common or preferred stock pursuant to Section 12(b) or 12 (g) of the Securities Exchange Act... Read MoreGoing Public Lawyer
http://www.securitieslawyer101.com/2014/s-1-form-10-registration-statements-different/

How S-1 and Form 10 Registration Statements Are Different

Going public often refers to the process of a company filing a registration statement under the Securities Act of 1933, as amended to register securities for public sale.  Unlike Form S-1, a Registration statement on Form 10 registers a class of sec...
http://www.securitieslawyer101.com/2014/s-1-form-10-registration-statements-different/

SEC Sanctions 10 Issuers for Form 8-K Failures

On November 5, 2014, the Securities and Exchange Commission (the “SEC”) announced enforcement actions against 10 companies for failing to file Current Reports on Form 8-K disclosing financing deals and other unregistered securities sales that dil...
http://www.securitieslawyer101.com/2014/sec-sanctions-10-issuers-form-8-k-failures/

What is the Difference Between Form 10 and Form S-1 Registration Statements?

A registration statement on Form S-1 registers specific securities of a company.  Form S-1 can used to register shares for a company to sell to investors, specific shares for the company’s shareholders to resell.  Form S-1 can also be used to reg...
http://www.securitieslawyer101.com/2014/difference-form-10-form-s-1-registration-statements/

SEC Obtains Judgments Against James Wheeler and MicroHoldings

Securities Lawyer 101 - Securities Law Blog On October 31, 2014, the Securities & Exchange Commission (the “SEC”) obtained judgments MicroHoldings US, Inc., and its Chief Executive Officer, James Wheeler, in a securities fraud action that ...
http://www.securitieslawyer101.com/2014/sec-obtains-judgments-james-wheeler-microholdings/

The SEC Investigates Bitcoin Companies

Bitcoin blogs have been buzzing recently with news of an SEC investigation into cryptocurrency companies that the agency apparently believes have engaged in potentially illegal securities issuances.  Bitcoin has been controversial since it was “in...
http://www.securitieslawyer101.com/2014/sec-investigates-bitcoin-companies/