SEC Sanctions 10 Issuers for Form 8-K Failures

On November 5, 2014, the Securities and Exchange Commission (the “SEC”) announced enforcement actions against 10 companies for failing to file Current Reports on Form 8-K disclosing financing deals and other unregistered securities sales that dil...
http://www.securitieslawyer101.com/2014/sec-sanctions-10-issuers-form-8-k-failures/