FINRA Addresses Confidentiality Provisions In Notice 14-40

Securities Law Blog In  FINRA Regulatory Notice 14-40, members are cautioned that it is a violation of FINRA Rule 2010- Standards of Commercial Honor and Principles of Trade- to incorporate confidentiality provisions into settlement agreements wher...
http://www.securitieslawyer101.com/2014/finra-addresses-confidentiality-provisions-notice-14-40/