On April 23, 2014, the Securities and Exchange Commission (the SEC ) issued a stop order to prevent a Northern California-based company from issuing stock after including false and misleading information in its amended registration statement for an initial public offering (IPO). The registration statement was opined upon by Greg Jaclin, a securities attorney. According to the SEC’s stop order against Comp Services Inc.,... Read More
http://www.securitieslawyer101.com/registration-statement-stop/
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