Securities Lawyer 101 Blog The Securities and Exchange Commission announced that on March 4, 2014, Judge Rosemary Collyer entered a final judgment against relief defendant Mia Baldassari. The Commission’s complaint alleged that Baldassari received $24,500 in investor funds to which she had no lawful claim. Without admitting or denying the allegations of the complaint, Baldassari consented to the entry of... Read More
http://www.securitieslawyer101.com/sec-lawyer/
No comments:
Post a Comment