Sunday, July 20, 2014

Promoters 101

Going Public Lawyer Securities Lawyer 101 Blog The securities laws contain specific rules and regulations that apply to issuers who use the services of promoters. These include disclosure obligations under the Securities Act of 1933, as amended (the “Securities Act”) and the Securities Exchange Act of 1934, (the “Exchange Act”). Additionally, Regulation D of the Securities Act disqualifies an issuer from relying upon... Read More Going Public Lawyer

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