Thursday, July 3, 2014

Regulation S-K Item 407


Going Public Lawyer  Securities Law Blog Issuers filing registration statements on Form S-1 for direct public offerings in their going public transactions must comply with Regulation S-K Item 407 which sets forth the issuer s corporate governance requirements.   Regulation S-K Item 407 Corporate Governance Director independence. Director independence. Identify each director and, when the disclosure called for by this paragraph is being presented in a proxy or information statement... Read More Going Public Lawyer
http://www.securitieslawyer101.com/regulation-s-k-item-407/

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