Wednesday, July 2, 2014

Regulation S-K Item 401 By: Brenda Hamilton


Going Public Lawyer Securities Law Blog Issuers filing registration statements on Form S-1 for direct public offerings in their going public transactions must comply with Regulation S-K Item 401. Item 410 requires expansive disclosure about the issuer s officers, directors and shareholders. Regulation S-K Item 401 Directors, Executive Officers, Promoters and Control Persons
http://www.securitieslawyer101.com/regulation-s-k-item-401/

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